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Public & Private Offerings

Providing Legal Advice and Access to Capital Markets

G&P helps companies reach their objective in obtaining capital through public and private securities offerings. We work with companies at all stages of development, from new companies that need start-up funding, to emerging companies that want to go public, to companies that are already subject to SEC reporting requirements that require growth or acquisition capital. We also work with investment banks, commercial banks, brokers, private investment funds, venture capital firms and high-net-worth individuals.

Our attorneys represent clients throughout the United States and around the world. We handle initial public offerings and secondary offerings for seasoned issuers in connection with sales in the public market of debt and equity securities and the establishment and implementation of other financing strategies.

  • G&P represents issuers and selling agents in connection with structuring and negotiating private placements of debt and equity, including registered direct offerings and private investments in public entities (PIPEs). Our experience includes transactions with institutional investors, hedge funds, private investment funds, investment banks, broker/dealers, and other syndicates for placements structured to comply with limited offering exemptions under federal and state securities laws. When necessary, we structure innovative derivative securities in order to help reduce an investor's risk while addressing an issuer's objectives.
  • G&P regularly represents venture capital firms, private equity funds and other institutional investors, including small business investment companies, in financing transactions for developing businesses. We have experience structuring these transactions and crafting related corporate documents that address the competing interests of multiple investors and the owners of an enterprise.

Beyond legal services, G&P provides access to capital markets through introductions to our finance services affiliates: Gottbetter Capital Markets, LLC and Gottbetter Capital Group, Inc.

For More Information

To discuss public and private offerings with a lawyer at Gottbetter & Partners, LLP, in New York City, call 866.586.4098 or fill out the contact form on this Web site.